Illegal Activity
none
Blackmail
none
Date
2013-07-17
Document Type
KYC Print
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a KYC (Know Your Client) printout from Deutsche Bank Private Wealth Management, showing the approvals from various personnel including Client Facing Professionals, Office Directors, and AML Compliance officers. It confirms that due diligence was performed and that there are no suspicions of money laundering or unethical activities related to the client.
Metadata
- Subject
- KYC Print
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0076562, SDNY GM_00222746
- Date
- 2013-07-17
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Paul Morris | Client Facing Professional (CFP) | Deutsche Bank Private Wealth Management (PWM) | Paul Morris is a Client Facing Professional at Deutsche Bank Private Wealth Management. |
| Brian M. Biggar | Office Director/Business Head | Deutsche Bank Private Wealth Management (PWM) | Brian M. Biggar is the Office Director/Business Head at Deutsche Bank Private Wealth Management. |
| Armen Brash | AML Business Risk | Deutsche Bank Private Wealth Management (PWM) | Armen Brash is in AML Business Risk at Deutsche Bank Private Wealth Management. |
| Janice Franklin | AML Compliance | Deutsche Bank Private Wealth Management (PWM) | Janice Franklin is in AML Compliance at Deutsche Bank Private Wealth Management. |
Notable Quotes 2
To do so. Client Facing Professionals) (I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability. background and character.
To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance
Organizations 1
Deutsche Bank Private Wealth Management (PWM)
Locations 1
Americas
Text Analysis
- Tone
- Professional
- Purpose
- To document the KYC (Know Your Client) approvals for Deutsche Bank Private Wealth Management.
- Significance
- This document shows the approval process for KYC compliance within Deutsche Bank Private Wealth Management, indicating adherence to regulatory requirements and internal policies.
File Info
- File Name
- EFTA01379229.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:34.801168
- DOJ Source
- View on DOJ