Illegal Activity
none
Blackmail
none
Date
2016-07-20
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses the action required for clients with active ISDA contracts in relation to the SFTR regulation. It highlights the need for Deutsche Bank to provide disclosure statements to clients with security collateral arrangements.
Metadata
- Subject
- RE: ACTION REQUIRED: STFR Regulation Mailing (Part 2) (I)
- Sender
- Brianna Fowler
- Recipients
- Armen Brash
- Document ID
- DB-SDNY-0077781 SDNY_GM_00223965
- Date
- 2016-07-20
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Active Client | Southern Financial LLC | Stewart Oldfield is the contact owner for Southern Financial LLC |
| Stewart Oldfield | Active Client | Southern Trust Company INC | Stewart Oldfield is the contact owner for Southern Trust Company INC |
| Deutsche Bank | Client | Southern Financial LLC | Southern Financial LLC is a client of Deutsche Bank |
| Deutsche Bank | Client | Southern Trust Company INC | Southern Trust Company INC is a client of Deutsche Bank |
Notable Quotes 2
Even though these ISDA contracts may be old, they are still considered active because an ISDA contract never expires until the client terminates with DB in writing.
The EU Securities Financing Transactions Regulation ("SFTR") requires Deutsche Bank to provide to clients with whom Deutsche Bank has certain security collateral arrangements a disclosure statement regarding the general risks and consequences that may be involved in consenting to a right of use of collateral provided under the security collateral arrangement.
Legal Compliance
- SFTR Regulation
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 4
Deutsche BankSouthern Financial LLCSouthern Trust Company INCISDA
Locations 1
EU
Financial Entities 2
Southern Financial LLCSouthern Trust Company INC
Text Analysis
- Tone
- Informative
- Purpose
- To inform Stewart Oldfield about clients with active ISDA contracts and the required action related to SFTR regulation.
- Significance
- Highlights the importance of complying with SFTR regulations for clients with active ISDA contracts.
File Info
- File Name
- EFTA01379888.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:01.499775
- DOJ Source
- View on DOJ