Illegal Activity
suspicious
Blackmail
none
Date
2016-10-27
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Deutsche Bank's PWM AML Compliance requests information from a Wealth Advisor regarding several large transactions flagged by their anti-money laundering monitoring system. The email emphasizes the importance of a timely response to comply with federal guidelines.
Metadata
- Subject
- Anti-Money Laundering Monitoring Program
- Sender
- PWM AML Compliance
- Recipients
- —
- Document ID
- DB-SDNY-0077802
- Date
- 2016-10-27
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses large transactions flagged by an anti-money laundering system, which raises suspicion of potential money laundering activities. The email requests information to determine the legitimacy of these transactions.
- Categories
- Money Laundering
- Content Type
- first_hand
Evidence:
- Large transactions flagged by the anti-money laundering monitoring system.
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| AP NARROWS HOLDING LP | Trustee | BMO TRUSTEE | BMO Trustee acts as trustee for AP Narrows Holding LP |
| LDB 2011 LLC | Trustee | BMO TRUSTEE | BMO Trustee acts as trustee for LDB 2011 LLC |
| AP NARROWS HOLDING LP/BMO TRUSTEE | Account Holder | CDEC CLEARING ACCOUNT | AP NARROWS HOLDING LP/BMO TRUSTEE holds an account at CDEC CLEARING ACCOUNT |
| LDB 2011 LLC/BMO TRUSTEE | Account Holder | CDEC CLEARING ACCOUNT | LDB 2011 LLC/BMO TRUSTEE holds an account at CDEC CLEARING ACCOUNT |
Notable Quotes 2
Your response is required for the Bank to comply with federal guidelines for concluding the research of these matters in a timely fashion.
To the best of your ability, please provide details regarding the item(s) below:
Red Flags 2
- Large transactions flagged by the anti-money laundering monitoring system.
- Request for source of wealth for entities involved in the transactions.
Financial Information
Amounts:6,186,980.6825,000,000.0055,000,000.00
Transactions:
- Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
- Outgoing: 11/23/2016, $25,000,000.00, AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
- Outgoing: 11/23/2016, 55,000,000.00, LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A.. NY
Legal Compliance
- Potential anti-money laundering issues requiring investigation.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondenceAllegations/complaints
Organizations 8
HSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A.LDB 2011 LLCDeutsche Bank
Locations 4
IrelandUSANew York60 Wall St., 23 Floor, New York NY 10005 2836
Financial Entities 3
HSBC BANK USA, NATIONAL ASSOCIATIONBANK OF AMERICA, N.A.BMO TRUSTEE
Text Analysis
- Tone
- Professional
- Purpose
- To request information from the Wealth Advisor regarding high-risk transactions identified by the Actimize system for anti-money laundering monitoring.
- Significance
- The document highlights the bank's compliance with federal guidelines for anti-money laundering and the need for Wealth Advisors to provide information on potentially suspicious transactions.
File Info
- File Name
- EFTA01379895.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:13.029851
- DOJ Source
- View on DOJ