Illegal Activity
none
Blackmail
none
Date
2018-08-02
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a margin agreement between a client and DBSI/Pershing, outlining the terms and conditions for borrowing against securities. It includes a pre-dispute arbitration clause and acknowledges the possibility of the client's securities being loaned out.
Metadata
- Subject
- Margin Agreement
- Sender
- —
- Recipients
- —
- Document ID
- WM189778
- Date
- 2018-08-02
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Financial | DBSI | Client's securities may be loaned to DBSI. |
| Client | Financial | Pershing | Client's securities may be loaned to Pershing. |
Notable Quotes 2
By signing this agreement the client acknowledges that client's securities not fully paid for may be loaned to DBSI or to Pershing or loaned out to others.
This agreement is subject to the pre-dispute arbitration clause in Section III, page 7, of the account agreement.
Financial Information
Assets:
- Securities
- Other Property
Transactions:
- Borrowing
- Lending
- Pledging of Securities
Legal Compliance
- Pre-dispute arbitration clause in Section III, page 7, of the account agreement.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
DBSIPershingDeutsche Bank AG
Text Analysis
- Tone
- Formal
- Purpose
- To establish the terms of a margin agreement between a client and DBSI/Pershing.
- Significance
- This document outlines the conditions under which a client can borrow money against their securities and the risks involved.
File Info
- File Name
- EFTA01380005.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:47.094485
- DOJ Source
- View on DOJ