Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document describes the eligibility requirements and relationships involved in the IDP program, including the roles of DBSI, Pershing, DBTCA, and Program Banks. It also outlines the process for depositing and withdrawing funds and the FDIC insurance coverage available.
Metadata
- Subject
- Eligibility and Summary of Certain Relationships
- Sender
- —
- Recipients
- —
- Document ID
- WM179143 015105.011718
- Date
- —
Relationships 7
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Program Banks | insurance | FDIC | Deposits of Program Banks are insured by the FDIC. |
| DBSI | registration | U.S. Securities and Exchange Commission | DBSI is a broker-dealer registered with the U.S. Securities and Exchange Commission. |
| DBSI | membership | Financial Industry Regulatory Authority | DBSI is a member of the Financial Industry Regulatory Authority. |
| DBSI | membership | New York Stock Exchange | DBSI is a member of the New York Stock Exchange. |
| Pershing | custodian and agent | IDP | Pershing acts as exclusive custodian and agent with respect to all transactions related to the IDP. |
| Pershing | agent | DBTCA | Pershing, acting as your agent, will deposit your funds into the Settlement Account at DBTCA. |
| DBTCA | corporate affiliate | DBSI | DBTCA is a corporate affiliate of DBSI. |
Notable Quotes 2
All questions regarding your funds in each Deposit Account should be directed to DBSI and not the Program Banks.
The order of priority for the allocation of your deposits among eligible Program Banks established by DBTCA is designed to provide you with eligibility for up to $2.5 million of FDIC insurance coverage, but neither DBTCA nor Pershing can guarantee that such allocations will result in more than $2.5 million of FDIC insurance coverage for your deposits.
Financial Information
Amounts:2.5 million95%
Assets:
- Deposit Accounts
- cash balances
- securities
Transactions:
- deposits
- withdrawals
- funds transfers
- securities sales
- dividend payments
- interest payments
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
Organizations 10
IDPFDICDBSIU.S. Securities and Exchange CommissionFinancial Industry Regulatory AuthorityNew York Stock ExchangePershingDBTCAERISA PlanIRA accounts
Locations 2
United StatesState
Financial Entities 3
Program BanksSettlement BankExcess Bank
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about the eligibility requirements and relationships involved in the IDP program.
- Significance
- This document outlines the roles and responsibilities of various entities involved in the IDP program, including DBSI, Pershing, DBTCA, and Program Banks. It also describes the process for depositing and withdrawing funds, as well as the FDIC insurance coverage available to participants.
File Info
- File Name
- EFTA01380083.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:37.549145
- DOJ Source
- View on DOJ