Illegal Activity
none
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn inquires about trading a large block of Rothschild shares. Delores Rubin responds that they need to know if he is a buyer or seller and the size is difficult to trade without that information.
Metadata
- Subject
- Re: Rothschild [C]
- Sender
- Delores Rubin
- Recipients
- Richard Kahn, Tazia Smith, Stewart OldfieId, Vahe Stepanian, Matt Glassman, Davide-A Sferrazza
- Document ID
- DB-SDNY-0079180
- Date
- 2017-05-30
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Delores Rubin | Business | Richard Kahn | Delores Rubin is responding to Richard Kahn's inquiry about trading a block of Rothschild shares. |
| Delores Rubin | Employment | DB Securities Inc | Delores Rubin is a Director at DB Securities Inc. |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 2
We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name.
Any indication where a 100,000 share block can be crossed? Please advise.
Financial Information
Amounts:100,000
Assets:
- Rothschild shares
Transactions:
- Trading of Rothschild shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Organizations 4
DB Securities IncDeutsche Bank Wealth ManagementHBRK Associates Inc.Rothschild
Locations 4
New York, NYUSA345 Park Avenue, 10154-0004 New York, NY, USA575 Lexington Avenue, 4th Floor New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss the possibility of trading a block of Rothschild shares and to determine if Delores Rubin's firm can facilitate the trade.
- Significance
- The email shows a discussion about a potential large trade of Rothschild shares and the challenges in finding a counterparty.
File Info
- File Name
- EFTA01380674.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:50.658093
- DOJ Source
- View on DOJ