Illegal Activity
none
Blackmail
none
Date
2016
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document defines key terms related to the Securities Financing Transactions Regulation, including 'financial instrument', 'title transfer collateral arrangement', and 'security collateral arrangement'. It is a formal document intended to provide clarity and understanding of the regulation.
Metadata
- Subject
- Defined terms for the purposes of the Securities Financing Transactions Regulation
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0079977
- Date
- 2016
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| International Swaps and Derivatives Association | Collaboration | Association for Financial Markets in Europe | Organizations collaborating on defining terms for Securities Financing Transactions Regulation |
| International Swaps and Derivatives Association | Collaboration | Futures Industry Association | Organizations collaborating on defining terms for Securities Financing Transactions Regulation |
| International Swaps and Derivatives Association | Collaboration | International Capital Market Association | Organizations collaborating on defining terms for Securities Financing Transactions Regulation |
| International Swaps and Derivatives Association | Collaboration | International Securities Lending_Associabon | Organizations collaborating on defining terms for Securities Financing Transactions Regulation |
| International Swaps and Derivatives Association | Collaboration | SIFMA | Organizations collaborating on defining terms for Securities Financing Transactions Regulation |
Notable Quotes 3
'financial instrument' means the instruments set out in Section C of Annex Ito Directive 2014/65/EU on markets in financial instruments, and includes without limitation: 1) Transferable securities; 2) Money-market instruments; 3) Units in collective investment undertakings.
'title transfer collateral arrangement' means an arrangement, including repurchase agreements, under which a collateral provider transfers full ownership of financial collateral to a collateral taker for the purpose of securing or otherwise covering the performance of relevant financial obligations.
'security collateral arrangement' means an arrangement under which a collateral provider provides financial collateral by way of security in favour of, or to, a collateral taker, and where the full ownership of the financial collateral remains with the collateral provider when the security right is established.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 6
International Swaps and Derivatives AssociationAssociation for Financial Markets in EuropeFutures Industry AssociationInternational Capital Market AssociationInternational Securities Lending_AssociabonSIFMA
Text Analysis
- Tone
- Formal
- Purpose
- To define terms related to Securities Financing Transactions Regulation.
- Significance
- Defines key terms for understanding and applying the Securities Financing Transactions Regulation.
File Info
- File Name
- EFTA01381186.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:26.391006
- DOJ Source
- View on DOJ