Illegal Activity
none
Blackmail
none
Date
2018
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Customer Identification Program notice from Deutsche Bank, informing clients about the legal requirements to prevent money laundering and terrorist financing. It outlines the bank's obligations to collect and verify customer information and the client's responsibility to report any changes.
Metadata
- Subject
- Customer Identification Program Notice
- Sender
- —
- Recipients
- —
- Document ID
- WM189470 006431.01181B
- Date
- 2018
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Wealth Management | subsidiary | Deutsche Bank AG | Deutsche Bank Wealth Management represents the wealth management activities conducted to Deutsche Bank AG or its subsidiaries. |
| Deutsche Bank Securities Inc. | member | FINRA | Deutsche Bank Securities Inc. Is a member of FINRA. |
| Deutsche Bank Securities Inc. | member | NYSE | Deutsche Bank Securities Inc. Is a member of NYSE. |
| Deutsche Bank Securities Inc. | member | SIPC | Deutsche Bank Securities Inc. Is a member of SIPC. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution.
Governmental rules have also broadened the scope of our firm's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients.
Public Knowledge
- Context
- Customer Identification Programs are standard practice for financial institutions.
- Likely Public
- True
Legal Compliance
- Compliance with Federal law requiring financial institutions to obtain, verify, and record information that identifies each person who establishes an account.
- Compliance with governmental rules broadening the scope of obligations to aid in the fight against money laundering and terrorist financing.
- Legal obligation to ask customers questions regarding their identities, addresses, source of funds, and legal representatives.
- Obligation for clients to immediately notify the bank of any changes to personal or institutional information and provide relevant documentation.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
Organizations 7
Deutsche BankDeutsche Bank AGDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.FINRANYSESIPC
Locations 1
United States
Financial Entities 3
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To inform customers about the Customer Identification Program and the requirements to comply with anti-money laundering and terrorist financing laws.
- Significance
- This document outlines the legal obligations of Deutsche Bank and its clients to prevent money laundering and terrorist financing.
File Info
- File Name
- EFTA01381378.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.122069
- DOJ Source
- View on DOJ