Illegal Activity
none
Blackmail
none
Date
2018-09-12
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an email from Liam O'Sullivan at Deutsche Bank providing unofficial trade confirmation information. It includes disclaimers about the accuracy of the information and specifies that KCP products are intended for sophisticated institutional investors only.
Metadata
- Subject
- Trade Confirmation Information
- Sender
- Liam O'Sullivan, AVP I Key Client Partners - US, DB Securities Inc, Deutsche Bank Wealth Management
- Recipients
- —
- Document ID
- DB-SDNY-0080340, SDNY_GM_00226524
- Date
- 2018-09-12
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam O'Sullivan | Employment | DB Securities Inc | Liam O'Sullivan is AVP at DB Securities Inc. |
| DB Securities Inc | Subsidiary | Deutsche Bank Wealth Management | DB Securities Inc is part of Deutsche Bank Wealth Management |
Notable Quotes 2
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F/NRA Rule 4512(C)(3).
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only.
Financial Information
Transactions:
- Trade confirmations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 1
Organizations 4
DB Securities IncDeutsche Bank Wealth ManagementF/NRAOBS!
Locations 5
USNew YorkNYUSA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To provide unofficial trade confirmation information and disclaimers regarding its accuracy and intended audience.
- Significance
- This document outlines the terms and conditions for KCP products and services offered by Deutsche Bank, emphasizing their availability only to sophisticated institutional investors and disclaiming investment advice.
File Info
- File Name
- EFTA01381394.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:03.553398
- DOJ Source
- View on DOJ