Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is a TD Ameritrade account transfer form, outlining the necessary steps and authorizations for transferring assets into a TD Ameritrade account. It includes sections for registration differences, name verification, client authorization, and acceptance by the successor custodian.
Metadata
- Subject
- TD Ameritrade Acct Transfer Form
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0080345, SDNY_GM_00226529
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| TD Ameritrade | subsidiary | TD Ameritrade Clearing, Inc. | TD Ameritrade Clearing, Inc. is a subsidiary of TD Ameritrade. |
Notable Quotes 2
Unless otherwise indicated in the instructions above, please transfer. in-kind, all assets into my account with TD Ameritrade.
I authorize the Transfercr to deduct any outstanding lees due to transfer from the credit balance, or if the credit balance in the account is insufficient to satisfy any outstanding fees.
Financial Information
Transactions:
- Account transfer
- Asset transfer
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 5
TD AmeritradeTD Ameritrade Clearing, Inc.FINRNSIPCTO Amentrade IP Company, IncThe Toronto-Dominion Bank
Financial Entities 2
TD AmeritradeTD Ameritrade Clearing, Inc.
Text Analysis
- Tone
- Formal
- Purpose
- This document is a form to transfer assets to a TD Ameritrade account.
- Significance
- This document outlines the process and authorizations required for transferring assets to TD Ameritrade.
File Info
- File Name
- EFTA01381399.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.527079
- DOJ Source
- View on DOJ