Illegal Activity
none
Blackmail
none
Date
2015-07-03
Document Type
FAQ
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document provides answers to frequently asked questions about the Depositor Information Sheet (DIS) required by Deutsche Bank AG to comply with the German Banking Act 23a. It outlines procedures for obtaining signed DIS forms from new customers and managing information for existing customers, emphasizing the importance of compliance.
Metadata
- Subject
- FAQs regarding Depositor Information Sheet (DIS)
- Sender
- Amer Shafi (mentioned as contact for queries)
- Recipients
- —
- Document ID
- DB-SDNY-0080396, SDNY_GM_00226580
- Date
- 2015-07-03
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank AG | Business | Clients | Deutsche Bank AG providing deposit protection to clients |
| Amer Shafi | Contact | Internal Users | Amer Shafi is the contact person for queries |
Notable Quotes 2
The steer from legal has been that it is better to over reach than under reach.
No, for every new customer who is going to enter into a business relationship after July 3rd 2015, a signed copy of the Depositor Information Sheet must be on file. This is a legal requirement as per the German Banking Act 23a, which Deutsche Bank AG must adhere to.
Legal Compliance
- Compliance with German Banking Act 23a regarding Depositor Information Sheets.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondenceCompliance issues
People 1
Organizations 3
GMDeutsche Bank AGGDGS
Locations 1
Germany
Financial Entities 1
Deutsche Bank AG
Text Analysis
- Tone
- Informative
- Purpose
- To provide answers to frequently asked questions regarding the Depositor Information Sheet (DIS) and its implementation.
- Significance
- The document outlines the procedures and legal requirements for obtaining and managing Depositor Information Sheets, ensuring compliance with German Banking Act 23a.
File Info
- File Name
- EFTA01381430.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:45.245924
- DOJ Source
- View on DOJ