EFTA01381497.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn is seeking information from Delores Rubin about crossing a large block of Rothschild shares. Delores Rubin provides an update on the stock's volume and mentions that ODDO securities and EXANE have advertised trading stock.
Metadata
Subject
Re: Rothschild ICJ
Sender
Richard Kahn
Recipients
Delores Rubin
Document ID
DB-SDNY-0080501
Date
2017-05-30
Relationships 2
Entity 1RelationshipEntity 2Description
Delores Rubin business Richard Kahn Delores Rubin is providing information to Richard Kahn regarding Rothschild stock.
Richard Kahn employment HBRK Associates Inc Richard Kahn works at HBRK Associates Inc.
Notable Quotes 2
Any indication where a 100,000 share block can be crossed? Please advise.
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape.
Financial Information
Amounts:100,000 share block15,000 shares100,000 shares28 - 28.20 EUR
Assets:
  • Rothschild stock
Transactions:
  • crossing and trading stock
  • work an order
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementHBRK Associates IncODDO secutitiesEXANE
Locations 3
New York, NYUSA575 Lexington Avenue, 4th Floor, New York, NY 10022
Financial Entities 1
Rothschild
Text Analysis
Tone
Professional
Purpose
The email exchange is about the trading of Rothschild stock, with Richard Kahn seeking information on where a large block of shares can be crossed.
Significance
The document provides insight into the trading of Rothschild stock and the communication between financial professionals.
File Info
File Name
EFTA01381497.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:01.534375
DOJ Source
View on DOJ