Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
Tazia Smith informs Delores Rubin and Richard Kahn about DB's trading activities and their willingness to work with smaller orders, highlighting their relationships with boutique shops specializing in High Touch orders. The email clarifies that DB is not a market maker on a full 100k shares.
Metadata
- Subject
- RE: Rothschild [C]
- Sender
- Tazia Smith
- Recipients
- Delores Rubin, Richard Kahn
- Document ID
- DB-SDNY-0080981
- Date
- 2017-05-23
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Delores Rubin | Email correspondence regarding Rothschild and DB's trading capabilities. |
| Tazia Smith | business | Richard Kahn | Email correspondence regarding Rothschild and DB's trading capabilities. |
| DB | business | High Touch | DB does small trade in High Touch. |
| DB | business | Low Touch | DB does small trade in Low Touch. |
Notable Quotes 2
DB did trade small today, 3,000 shares, split between High Touch and Low Touch which is usually the case for this name.
DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size.
Financial Information
Amounts:3,000 shares100k shares
Assets:
- shares
Transactions:
- trade small, 3,000 shares, split between High Touch and Low Touch
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
DBRothschildHigh TouchLow Touch
Text Analysis
- Tone
- Professional
- Purpose
- To inform Delores Rubin and Richard Kahn about DB's trading capabilities and willingness to work with smaller sizes.
- Significance
- Provides insight into trading practices and relationships between financial institutions.
File Info
- File Name
- EFTA01381816.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:59.283959
- DOJ Source
- View on DOJ