Illegal Activity
none
Blackmail
none
Date
2013-07-17
Document Type
document
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a KYC (Know Your Customer) approval form from Deutsche Bank Private Wealth Management, dated between July and August 2013. It shows the various departmental approvals required for onboarding a new client, including sign-offs from Client Facing Professionals, AML Business Risk, and Compliance.
Metadata
- Subject
- KYC Print
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0081250
- Date
- 2013-07-17
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Paul Morris | Employee | Deutsche Bank | Client Facing Professional (CFP) |
| Brian M. Biggar | Employee | Deutsche Bank | Office Director/Business Head |
| Armen Brash | Employee | Deutsche Bank | AML Business Risk |
| Janice Franklin | Employee | Deutsche Bank | NIL Compliance |
Notable Quotes 2
To do so. Client Facing Professionals) (I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability. background and character.
To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationBusiness dealingsCompliance/KYC
Organizations 3
Deutsche BankPWM AmericasPWM Global KYC Policy
Text Analysis
- Tone
- Professional
- Purpose
- To document the KYC (Know Your Customer) approval process for a client at Deutsche Bank Private Wealth Management.
- Significance
- This document shows the internal approval process for onboarding a client, including sign-offs from various departments like AML and Compliance.
File Info
- File Name
- EFTA01382029.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:28.634139
- DOJ Source
- View on DOJ