Illegal Activity
none
Blackmail
none
Date
2015-10-14
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document describes First Data's controls organization, which aims to manage and mitigate risks to protect the company, its clients, and partners. It outlines a three-line-of-defense model involving business units, oversight functions, and internal audit to ensure effective risk management and compliance.
Metadata
- Subject
- Controls Organization
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082165
- Date
- 2015-10-14
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Chief Control Officer (the CCO) | reporting | Risk and Audit Committees of the Board | The CCO provides regular reporting on the state of controls to the Risk and Audit Committees of the Board. |
| Chief Auditor | reporting | Chair of the Audit Committee of the Board | Our Chief Auditor reports to the Chair of the Audit Committee of the Board. |
Notable Quotes 2
The objective of our controls organization is to understand those risks and effectively manage, mitigate. and/or monitor those risks to protect First Data, our clients, and our partners, as well as meet regulatory obligations.
Our model includes three lines of defense: First Line of Defense, Second Line of Defense, Third Line of Defense
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 4
First DataRisk and Audit Committees of the BoardAudit Committee of the BoardOFAC
Locations 1
United States
Text Analysis
- Tone
- Professional
- Purpose
- To describe First Data's controls organization and its three lines of defense against various risks.
- Significance
- This document outlines the risk management and internal control systems within First Data, highlighting the roles and responsibilities of different departments and committees.
File Info
- File Name
- EFTA01382704.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:01.785620
- DOJ Source
- View on DOJ