Illegal Activity
none
Blackmail
none
Date
2015-10-14
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document describes First Data's controls organization and risk management programs. It outlines the company's approach to enterprise risk management, underwriting and credit risk management, regulatory compliance, internal audit, and third-party risk management.
Metadata
- Subject
- Table of Contra&
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082166, SDNY GM_00228350
- Date
- 2015-10-14
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Risk Committee of the Board | governance | executive level risk committee | The Risk Committee of the Board and an executive level risk committee are responsible for articulating risk appetite. |
| internal audit department | reporting | Chair of the Audit Committee | The internal audit department reports directly to the Chair of the Audit Committee. |
| internal audit department | reporting | management | The internal audit department reports to management through the CCO. |
Notable Quotes 2
We have increased headcount in these areas and enhanced our capabilities by recruiting leaders from a variety of industries, such as financial services, with diversified backgrounds and extensive experience in controls.
Our enterprise risk management framework reflects a methodology comprised of six key components: ( I ) risk governance and culture. (2) risk strategy and appetite. (3) risk assessment and measurement, (4) risk management and monitoring, (5) risk reporting and communications, and (6) risk data technology and infrastructure.
Legal Compliance
- Regulatory compliance program and framework
- Anti-money laundering
- Government sanctions
- Anti-bribery and corruption
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 3
First DataAudit CommitteeRisk Committee of the Board
Text Analysis
- Tone
- Professional
- Purpose
- To describe the controls organization and risk management programs of First Data.
- Significance
- This document outlines First Data's risk management and compliance framework, including enterprise risk management, underwriting and credit risk management, regulatory compliance, internal audit, and third-party risk management.
File Info
- File Name
- EFTA01382705.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:59.138437
- DOJ Source
- View on DOJ