EFTA01382770.txt Text dataset_10 View on DOJ

This document details the shares of Class A and Class B common stock eligible for future sale following an offering, outlining the restrictions and regulations governing their sale, particularly under Rule 144 of the Securities Act. It also discusses the potential impact of future sales on the market price of the Class A common stock.

Subject

SHARES ELIGIBLE FOR FUTURE SALE

Sender

—

Recipients

—

Document ID

DB-SDNY-0082250

Date

2015-10-14

Future sales, or the perception of future sales, by us or our existing stockholders in the public market following this offering could cause the market price for our Class A common stock to decline.

The 719,030.067 shares of Class B common stock held or beneficially owned by KKR. certain of our directors and officers and other existing stockholders after this offering, which generally convert into an equal number of shares of Class A common stock upon sale or tranier, will be "restricted" securities under the meaning of Rule 144 and may not be sold in the absence of registration under the Securities Act, unless an exemption from registration is available, including the exemptions pursuant to Rule 144 and Rule 701 under the Securities Act.

• Compliance with the Securities Act
• Compliance with Rule 144
• Compliance with Rule 701

Financial transactions/money flowLegal matters/litigationBusiness dealings

KKRSecurities Act2015 Omnibus Incentive PlanEmployee Stock Purchase Plan2007 Equity Plan

Tone

Professional

Purpose

To describe the shares eligible for future sale and the rules governing their sale.

Significance

This document outlines the conditions under which various shares of Class A and Class B common stock can be sold, including restrictions and limitations under Rule 144.

File Name

EFTA01382770.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43:44.471486

DOJ Source

View on DOJ