EFTA01382888.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, and it details the various fees and expenses associated with investing in Private Access Funds. It outlines management fees, investor servicing fees, payments to underlying managers, and organizational expenses.
Metadata
Subject
Form ADV Part 2A
Sender
Recipients
Document ID
DB-SDNY-0082429
Date
Relationships 3
Entity 1RelationshipEntity 2Description
iCapital Advisors, LLC Business Underlying Manager iCapital may receive an investor servicing fee from the Underlying Manager.
iCapital Service Provider Dynasty Securities, LLC iCapital has engaged Dynasty Securities, LLC as a service provider for certain Funds. Dynasty may provide certain administrative, marketing and technical support services to iCapital and may receive fees typically ranging from .075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory firms.
iCapital Business Dynasty Dynasty is an independent company, not affiliated with iCapital. There is no form of legal partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
  • Management fee
  • Investor servicing fee
  • Payments to Underlying Managers
  • Transaction fees
  • Break-up fees
  • Commitment fees
  • Underwriting fees
  • Amendment fees
  • Waiver fees
  • Modification fees
  • Monitoring fees
  • Consulting fees
  • Directors' fees
  • Advisory fees
  • Closing fees
  • Organizational expenses
  • Offering expenses
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 4
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors, LLCDynasty Securities, LLCDynasty
Text Analysis
Tone
Informative
Purpose
To disclose fees and expenses associated with investing in Private Access Funds managed by iCapital Advisors, LLC.
Significance
This document outlines the various fees and expenses that investors may be subject to when investing in Private Access Funds, providing transparency into the cost structure.
File Info
File Name
EFTA01382888.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:19.563672
DOJ Source
View on DOJ