Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, which discloses information about the firm, its affiliated broker-dealer iCapital Securities, LLC, and Gen II Fund Services, LLC. It covers potential conflicts of interest, disciplinary information, and cybersecurity risks.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082446
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities, LLC | Affiliated Broker-Dealer | Institutional Capital Network, Inc. | Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. |
| Gen II Fund Services, LLC | Fund Administrator | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. Gen II provides fund administration services to the Private Access Funds. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risk to portfolio companies and iCapital.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund Services
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital Advisors, LLC, its affiliated broker-dealer iCapital Securities, LLC, and Gen II Fund Services, LLC, including potential conflicts of interest and disciplinary information.
- Significance
- This document is a regulatory filing (Form ADV Part 2A) providing information about the advisory business and related entities.
File Info
- File Name
- EFTA01382898.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:59.734025
- DOJ Source
- View on DOJ