Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines iCapital Advisors' proxy voting policies for Private Access Funds and Direct Investment Funds. It also states that iCapital has no financial commitment that impairs its ability to meet contractual and fiduciary commitments and has not been subject to bankruptcy proceedings.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082452
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Business | Private Access Funds | iCapital manages Private Access Funds and does not anticipate owning equity securities granting voting proxies. Investors in Private Access Funds will not be Limited Partners of the Underlying Fund and will have no voting rights. |
| iCapital Advisors, LLC | Business | Direct Investment Funds | iCapital has delegated the obligation to vote all proxies for Direct Investment Funds to the Sub-Adviser. |
Notable Quotes 2
Investors in any Private Access Fund will not be Limited Partners of the Underlying Fund and will have no voting rights in the Underlying Fund.
iCapital has delegated the obligation to vote all proxies which are solicited in respect of such Funds' investments to the Sub-Adviser and any such proxies shall be voted in accordance with the Sub-Adviser's proxy voting procedures.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 2
GLOUS238 SOUTHERN FINANCIAL LLCiCapital Advisors, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To disclose iCapital's policies on voting client securities and financial information as required by regulations.
- Significance
- This document outlines iCapital's proxy voting procedures for Private Access Funds and Direct Investment Funds, as well as its financial condition.
File Info
- File Name
- EFTA01382904.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:04.997118
- DOJ Source
- View on DOJ