Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene and Nicholas Veronis. It directs readers to contact Michael Stanton, the Chief Compliance Officer, for questions or to obtain the main brochure, and notes that additional information is available on the SEC's website.
Metadata
- Subject
- FORM ADV PART 2B: Brochure Supplement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082453
- Date
- 2018-03-30
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Phil Pool | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| John Robertshaw | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Daniel Vene | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Nicholas Veronis | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Michael Stanton | Employment | iCapital Advisors, LLC | Chief Compliance Officer |
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCSEC
Locations 3
New York, NY60 East 42"d Street, 26th FloorNew York, NY 10165
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about individuals supplementing iCapital Advisors, LLC's Form ADV Brochure.
- Significance
- This document is a regulatory filing providing information about key personnel at iCapital Advisors, LLC.
File Info
- File Name
- EFTA01382905.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.739391
- DOJ Source
- View on DOJ