Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This memorandum describes the Glendower Capital Secondary Opportunities Fund IV. LP and the role of Credit Suisse as placement agent. It highlights the fund's regulatory exemptions and potential conflicts of interest for Credit Suisse.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV. LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082598
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Glendower Capital, LLP | regulatory | CFTC | Glendower Capital, LLP is exempt from registration with the CFTC under certain conditions. |
| Credit Suisse | business | Glendower Capital Secondary Opportunities Fund IV. LP | Credit Suisse is acting as placement agent for the General Partner of the fund. |
Notable Quotes 2
THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR UPON THE ADEQUACY OR ACCURACY OF AN OFFERING MEMORANDUM. CONSEQUENTLY, THE CFTC HAS NOT REVIEWED OR APPROVED THIS OFFERING OR THIS MEMORANDUM.
CREDIT SUISSE IS ACTING AS PLACEMENT AGENT FOR THE GENERAL PARTNER, AND, IN THAT CAPACITY, IS NOT ACTING AS INVESTMENT ADVISER, MUNICIPAL ADVISOR, OR FIDUCIARY TO POTENTIAL PURCHASERS IN CONNECTION WITH THE INTERESTS OFFERED IN THIS MEMORANDUM.
Red Flags 1
- Potential conflicts of interest for Credit Suisse due to their business relationships with affiliates of the General Partner and other third-party fund sponsors.
Financial Information
Amounts:5%100%
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 6
SOUTHERN FINANCIAL LLCGlendower Capital Secondary Opportunities Fund IV. LPGlendower Capital, LLPU.S. Commodity Futures Trading CommissionCFTCCredit Suisse
Locations 1
United States
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Professional
- Purpose
- To inform prospective investors about the Glendower Capital Secondary Opportunities Fund IV. LP and the role of Credit Suisse as placement agent.
- Significance
- This document outlines the regulatory exemptions of the fund and the potential conflicts of interest for Credit Suisse.
File Info
- File Name
- EFTA01383012.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.902104
- DOJ Source
- View on DOJ