Illegal Activity
none
Blackmail
none
Date
2006
Document Type
memo
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a private placement memorandum outlining the legal and regulatory requirements for distributing and investing in Glendower Capital Secondary Opportunities Fund IV, LP in Korea, St. Kitts and Nevis, and Switzerland. It emphasizes compliance with local laws and regulations for potential investors.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV, LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082698
- Date
- 2006
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Hugo Fund Services SA | representative | Glendower Capital Secondary Opportunities Fund IV, LP | Hugo Fund Services SA is the representative of the Fund in Switzerland. |
| Banque Cantons* de Geneve | Paying Agent | Glendower Capital Secondary Opportunities Fund IV, LP | Banque Cantons* de Geneve is the Paying Agent for the Fund in Switzerland. |
Financial Information
Assets:
- Interests
Legal Compliance
- Compliance with the Foreign Exchange Transaction Law and Regulations thereunder in Korea.
- Compliance with the Financial Investment Services and Capital Markets Act of Korea.
- Compliance with regulatory requirements under the Foreign Exchange Transaction Law and its subordinate decrees and regulations in connection with the purchase of the Interests.
- Compliance with the Collective Investment Scheme Act 2006, as amended (CISA-) and Article 6 of the Collective Investment Scheme Ordinance 2006, as amended ('MG) in Switzerland.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 6
SOUTHERN FINANCIAL LLCGlendower Capital Secondary Opportunities Fund IV, LPFinancial Services Commission of Korea (the "FSC')Hugo Fund Services SASwiss Financial Market Supervisory Authority ('FINMA')Banque Cantons* de Geneve
Locations 4
KoreaSt. Kitts and NevisSwitzerlandGeneva
Financial Entities 1
Banque Cantons* de Geneve
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about the distribution of Interests in Glendower Capital Secondary Opportunities Fund IV, LP in various countries, particularly Korea, St. Kitts and Nevis, and Switzerland, and to outline the legal and regulatory requirements for investors.
- Significance
- This document outlines the legal and regulatory requirements for distributing and investing in the Glendower Capital Secondary Opportunities Fund IV, LP in specific countries, highlighting the importance of compliance with local laws.
File Info
- File Name
- EFTA01383084.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.057762
- DOJ Source
- View on DOJ