EFTA01383151.txt Text dataset_10 View on DOJ

Illegal Activity
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Blackmail
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Date
Unknown
Document Type
case studies
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document presents illustrative case studies of fund secondary transactions conducted by SOUTHERN FINANCIAL LLC. The case studies describe deals involving family offices, pension funds, and sovereign wealth funds, highlighting the assets, discounts, and motivations behind each transaction.
Metadata
Subject
Fund Secondaries transactions liustrative case studies
Sender
Recipients
Document ID
DB-SDNY-0082803
Date
Relationships 4
Entity 1RelationshipEntity 2Description
Modigliani business family offices Proprietary deals from family offices redeploying capital away from PE
Whitney business pension fund Single LP position in fully funded European LBO fund managed by KKR. US seller redeploying capital away from Europe during 2012 crisis
Flute business Sovereign Wealth Fund Seller motivated to wind down portfolio by year end. Mature (93% funded) portfolio of highly diversified fund interests in 17 mid-market buyout funds spread across Europe, US and Asia
Amy business Family office Proprietary deal tracked for five years before completion. Seller seeking to actively manage its private equity portfolio. Globally diversified portfolio of mature funds generating strong cash flows and managed by Carlyle, Blackstone, Bridgepoint and CVC
Financial Information
Amounts:US$38mUS$64mUS$54mUS$36m
Assets:
  • 17 funds
  • 225 assets
  • 1 fund
  • 12 assets
  • 17 funds
  • 500+ assets
  • 13 funds
  • 500+ assets
Transactions:
  • Fund Secondaries transactions
  • Liquidity solution on complex illiquid feeder funds structured to address tax and legal requirements
  • Single LP position in fully funded European LBO fund
  • Seller motivated to wind down portfolio by year end
  • Significant pre-closing distributions representing 25% of portfolio NAV
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 14
SOUTHERN FINANCIAL LLCCD&RApolloCarlyleKKRApaxMidOceanMSREFCDHAffinityCaleraCVCBlackstoneBridgepoint
Locations 4
GlobalEuropeUSAsia
Text Analysis
Tone
Professional
Purpose
To provide illustrative case studies of Fund Secondaries transactions by SOUTHERN FINANCIAL LLC.
Significance
The document provides examples of different types of fund secondary transactions, including deals with family offices, pension funds, and sovereign wealth funds. It highlights the types of assets involved, the discounts achieved, and the reasons for the transactions.
File Info
File Name
EFTA01383151.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:30.535166
DOJ Source
View on DOJ