Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document amends the summary of principal terms for the Access Fund, detailing the servicing fee paid to Deutsche Bank for introducing clients to the fund. The fee is calculated based on the subscription amount and the stage of the underlying fund's investment period.
Metadata
- Subject
- Summary of Principal Terms of the Access Fund
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0082849, SDNY GM_00229033
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | placement agreement | Deutsche Bank Securities Inc. | The General Partner, the Investment Manager and the Access Funds have entered into a placement agreement with Deutsche Bank Securities Inc. |
| Investment Manager | payment for servicing functions | Deutsche Bank | The Investment Manager will, in exchange for Deutsche Bank performing certain servicing functions, pay to Deutsche Bank in respect of each DB Introduced Person a fee (the "Servicing Fee"). |
| Deutsche Bank | Placement Agent | Access Fund | Deutsche Bank will act as a Placement Agent and refer and/or introduce certain of its clients to the Access Funds |
Financial Information
Amounts:$3 million$5 million0.65% per annum0.45% per annum0.05% per annum0.4875% per annum0.36% per annum0.05% per annum0.20%
Assets:
- Invested Capital
Transactions:
- Servicing Fee payments from Investment Manager to Deutsche Bank
- Subscription amounts to the Access Fund
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
Organizations 8
SOUTHERN FINANCIAL LLCAccess FundGeneral PartnerInvestment ManagerDeutsche Bank Securities Inc.DBSIDeutsche BankUnderlying Fund
Financial Entities 2
Deutsche Bank Securities Inc.Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To amend the 'Summary of Principal Terms of the Access Fund' by adding information about the Servicing Fee paid to Deutsche Bank.
- Significance
- Details the financial arrangements between the Access Fund, its Investment Manager, and Deutsche Bank, including the calculation of servicing fees based on subscription amounts.
File Info
- File Name
- EFTA01383183.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:30.232683
- DOJ Source
- View on DOJ