Illegal Activity
none
Blackmail
none
Date
2019-01-01 - 2019-01-31
Document Type
statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a statement from Deutsche Bank regarding electronic delivery selections for an account. It also outlines the role of Pershing as a clearing broker and provides important disclosures regarding account security and responsibilities.
Metadata
- Subject
- Account Communications
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- DB-SDNY-0083134, SDNY_GM_00229318
- Date
- 2019-01-01 - 2019-01-31
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | clearing broker | financial institution | Pershing carries the account as clearing broker pursuant to a clearing agreement with the financial institution. |
| Pershing | subsidiary | The Bank of New York Mellon Corporation (BNY Mellon) | Pershing LLC. is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon) |
Notable Quotes 2
Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them.
This statement will be deemed conclusive You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing.
Raw Analysis JSON
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Themes
Financial transactions/money flowCommunications/correspondence
Organizations 6
Deutsche BankSOUTHERN TRUST COM PA NY INCPershingSecurities Investor Protection Corporation (SIPC)The BISThe Bank of New York Mellon Corporation (BNY Mellon)
Locations 1
Baltimore, MD
Financial Entities 2
Deutsche BankPershing
Text Analysis
- Tone
- Informative
- Purpose
- To inform the recipient about their electronic delivery selections for account communications and to outline the role of Pershing as a clearing broker.
- Significance
- This document outlines the relationship between the financial institution, Pershing, and the account holder, and provides important disclosures regarding account security and responsibilities.
File Info
- File Name
- EFTA01383426.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:27.269627
- DOJ Source
- View on DOJ