Illegal Activity
none
Blackmail
none
Date
December 1.2018 • December 31,2018
Document Type
Financial Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a financial statement from Deutsche Bank regarding Southern Trust Company Inc. It outlines the role of Pershing as a clearing broker and includes important arbitration disclosures.
Metadata
- Subject
- SOUTHERN TRUST COM PA NY INC
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- NIG-023812
- Date
- December 1.2018 • December 31,2018
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | clearing broker | SOUTHERN TRUST COM PA NY INC | Pershing carries the account of SOUTHERN TRUST COM PA NY INC as a clearing broker. |
Notable Quotes 2
Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them.
All parties to this agreement are giving up the right to sue each other in court, Including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 8
Deutsche BankSOUTHERN TRUST COM PA NY INCPershingSecurities Investor Protection Corporation (SIPCO)Pershing LLCFinancial Industry Regulatory AuthorityThe Bank of New York Mellon (BNY Mellon)PCISrat LLC
Locations 2
Baltimore, MDJersey City, New Jersey
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about the role of Pershing as a clearing broker and important arbitration disclosures.
- Significance
- This document outlines the responsibilities of Pershing and the financial institution, as well as important legal information regarding arbitration.
File Info
- File Name
- EFTA01383434.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:51.454986
- DOJ Source
- View on DOJ