Illegal Activity
none
Blackmail
none
Date
February 1,2019 - February 28,2019
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a schedule of realized gains and losses for SOUTHERN FINANCIAL LLC from Deutsche Bank/Pershing for February 2019. It details securities transactions, dividends, interest, and distributions, and includes disclaimers regarding tax reporting and investment risks.
Metadata
- Subject
- Schedule of Realized Gains and Losses Current Period
- Sender
- Deutsche Bank/Pershing
- Recipients
- SOUTHERN FINANCIAL LLC
- Document ID
- DB-SDNY-0083186, SDNY_GM_00229370
- Date
- February 1,2019 - February 28,2019
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| SOUTHERN FINANCIAL LLC | Client-Financial Institution | Deutsche Bank/Pershing | Deutsche Bank/Pershing provides financial services to SOUTHERN FINANCIAL LLC. |
| PCISrat LLC | Regulatory | NYSE SIPC | PCISrat LLC is a member of NYSE SIPC |
Notable Quotes 2
When you report your cost basis on your tax return, it should be verified using all of your own records.
Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund.
Financial Information
Amounts:48.4714,106,029.2471,198,985.1527,246,630.0041,352,659.24471,199,034.22429,846,374.98454,777.41665,094.45147,367.92141,367.92
Assets:
- Securities
- Money market mutual fund
- Bank deposit product
Transactions:
- Securities Bought
- Securities Sold
- Securities Withdrawn
- Securities Deposited
- Dividends and Interest
- Distributions
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 7
Deutsche BankSOUTHERN FINANCIAL LLCPershingIRSSECThe Bank of New York Mellon Corporation (BNY Mellon)PCISrat LLC
Locations 2
P.O. Box 1776, Baltimore, MD 21203New York
Financial Entities 2
Deutsche BankPershing
Text Analysis
- Tone
- Informative, disclaimer-heavy
- Purpose
- To provide a schedule of realized gains and losses for SOUTHERN FINANCIAL LLC for the period of February 1, 2019 - February 28, 2019.
- Significance
- This document provides a financial summary of securities transactions for a specific client during a specific period.
File Info
- File Name
- EFTA01383478.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:29.087902
- DOJ Source
- View on DOJ