Illegal Activity
none
Blackmail
none
Date
March 1.2019 - M arch 31 20 19
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Deutsche Bank is providing Southern Financial LLC with information regarding their standing instructions for their account. The document also outlines the role of Pershing as a clearing broker and provides contact information for inquiries.
Metadata
- Subject
- Standing Instructions Confirmation
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- —
- Date
- March 1.2019 - M arch 31 20 19
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | clearing broker | financial institution | Pershing carries the account as clearing broker pursuant to a clearing agreement with the financial institution. |
| Deutsche Bank | financial | SOUTHERN FINANCIAL LLC | Deutsche Bank providing information to SOUTHERN FINANCIAL LLC regarding standing instructions. |
Notable Quotes 2
A standing instruction is an instruction an account holder gives to their Investment Specialist to permit the withdrawal or transmittal of funds or other assets from the account holder's account at regular intervals, or as needed.
Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution.
Financial Information
Transactions:
- Withdrawal or transmittal of funds or other assets from the account holder's account at regular intervals, or as needed.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondence
Organizations 9
Deutsche BankSOUTHERN FINANCIAL LLCDEUTSCHE BANK AG, LONDONDEUTSCHE BANK POLSKA SADEUTSCHE BANK TRUST CO. AM ERICPershingSecurities Investor Protection Corporation (SIPC)The Bank of New York Mellon Corporation (BNY Mellon)PCISrat LLC
Locations 2
Baltimore, MDLONDON
Financial Entities 2
Deutsche BankPershing
Text Analysis
- Tone
- Informative
- Purpose
- To provide information to Southern Financial LLC regarding standing instructions on their account and to allow them to confirm these instructions.
- Significance
- This document outlines the standing instructions on an account and the role of Pershing as a clearing broker.
File Info
- File Name
- EFTA01383492.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:45.060515
- DOJ Source
- View on DOJ