Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines important information and disclosures related to arbitration agreements with Pershing LLC. It details the process of arbitration, limitations on legal recourse, and contact information for Pershing LLC.
Metadata
- Subject
- Important Information and Disclosures
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0083201, SDNY_GM_00229385
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | Arbitration | Financial Industry Regulatory Authority | Controversies between the user and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. |
| PCISrat LLC | Subsidiary | The BIS al Ni. Yort Menai Comeration (BNY Mellen) | PCISrat LLC is a wholly owned subsidiary of The BIS al Ni. Yort Menai Comeration (BNY Mellen) |
Notable Quotes 2
All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class w ho has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court.
Legal Compliance
- Arbitration agreement details
- Class action waiver
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flow
Organizations 5
Pershing LLCFinancial Industry Regulatory AuthorityThe BIS al Ni. Yort Menai Comeration (BNY Mellen)NYSESIPC
Locations 2
One Pershing Plaza, Jersey City, New Jersey 07399New York
Financial Entities 1
Pershing LLC
Text Analysis
- Tone
- Informative
- Purpose
- To provide important information and disclosures regarding arbitration agreements and Pershing LLC's role.
- Significance
- This document outlines the terms and conditions of arbitration agreements and provides contact information for Pershing LLC.
File Info
- File Name
- EFTA01383493.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:53.747164
- DOJ Source
- View on DOJ