EFTA01383703.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

2016-06-15

Document Type

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43

Summary

This email chain discusses the creation, updating, and approval process for a list of preferred equities. The list is intended for informational purposes and is not a recommended list.

Metadata

Subject: RE: Approval Needed - List of Preferreds
Sender: Andrew King
Recipients: Andrew King, Zbynek Kozelsky
Document ID: DB-SDNY-0083487
Date: 2016-06-15

Relationships 4

Entity 1	Relationship	Entity 2	Description
Andrew King	Business	Zbynek Kozelsky	Email correspondence regarding approval of a list of preferred equities.
STG	Business	Delores Rubin	Delores Rubin provided the list of commonly traded preferreds created by STG.
Gina Fay	Employment	Fixed Income desk	Gina Fay from the Fixed Income desk generates the Preferreds list on request.
ISG	Business	Preferred equity CUSIPS	ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns.

Notable Quotes 2

The list is for informational purposes only, and is not a "recommended" list.

We've update the list of preferreds to get today's data for: -Average Daily Volume -Dividend -Ask -Yield -Yield-to-Call

Financial Information

Assets:

Preferred Equities
Preferreds

Raw Analysis JSON click to expand

Themes

Financial transactions/money flowBusiness dealingsCommunications/correspondence

People 6

Andrew King Zbynek Kozelsky Joseph Dursi Gina Fay Stewart Oldfield Delores Rubin

Organizations 5

STGISGBloombergMRGDB

Financial Entities 1

Bloomberg

Text Analysis

Tone: Professional
Purpose: To provide information and seek approval for a list of preferred equities.
Significance: The document details the creation and purpose of a list of preferred equities, outlining the sources of information and the intended use.

File Info

File Name: EFTA01383703.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:43:42.320411
DOJ Source: View on DOJ