Illegal Activity
none
Blackmail
none
Date
2018823
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Deutsche Bank is notifying its counterparties of their right to segregate initial margin for CFTC-regulated uncleared swaps, as required by the Dodd-Frank Act. The notice outlines the process for electing segregation and the consequences of not responding within the specified timeframe.
Metadata
- Subject
- Dodd-Frank Title VII Regulation: Annual Notice of Right to CFTC Segregation of Initial Margin for Uncleared Swaps ("IM")
- Sender
- Deutsche Bank AG
- Recipients
- —
- Document ID
- DB-SDNY-0083824, SDNY_GM_00230008
- Date
- 2018823
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank AG | Business | Collateral Officer | Deutsche Bank is sending a notice to the Collateral Officer regarding CFTC segregation of initial margin. |
| Deutsche Bank AG | Regulatory | CFTC | Deutsche Bank is provisionally registered as a swap dealer with the CFTC. |
Notable Quotes 2
"Unless you wish to change the election you previously made (or were deemed to have made), your existing segregation arrangements, if any, will remain in effect and will apply to future CFTC-regulated uncleared swap transactions."
"If you do not respond within twenty (20) business days of receipt of this Notice of Right to CFTC Segregation of Initial Margin, we will deem you to have confirmed receipt of this notice by your Collateral Officer and to have made an election to not require the CFTC Segregation Regime."
Financial Information
Assets:
- Initial Margin (IM)
Transactions:
- Uncleared swaps
- CFTC Segregation of Initial Margin
Public Knowledge
- Context
- This is a standard regulatory notice related to Dodd-Frank compliance.
Legal Compliance
- Compliance with Dodd-Frank Title VII Regulation and CFTC rules 23.701, 23.702, and 23.703.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 2
Deutsche Bank AGCommodity Futures Trading Commission (CFTC)
Locations 1
U.S.
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To notify counterparties of their right to segregate initial margin for CFTC-regulated uncleared swaps.
- Significance
- This document is a regulatory notice required under the Dodd-Frank Act.
File Info
- File Name
- EFTA01383910.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:03.446575
- DOJ Source
- View on DOJ