Illegal Activity
none
Blackmail
none
Date
2014-10-07
Document Type
Trading Authorization
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a trading authorization form from Deutsche Bank, granting an agent the authority to buy and sell securities on behalf of the account holder. It also includes an indemnity clause protecting Deutsche Bank from any losses incurred as a result of these transactions.
Metadata
- Subject
- Trading Authorization Limited to Purchases and Sales of Securities
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0084120, SDNY_GM_00230304
- Date
- 2014-10-07
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Signatory | Account Holder | Deutsche Bank Securities Inc. | Signatory authorizes Deutsche Bank Securities Inc. to conduct trading activities on their behalf. |
| Agent | Agent | Signatory | Agent is authorized to buy, sell, and trade securities on behalf of the Signatory. |
Notable Quotes 2
The undersigned hereby authorizes (whose signature appears below) as his or her agent and attorney in fact to buy, sell (including short sales) and trade in stocks, bonds, and any other securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names, or number on your books.
This authorization and indemnity is also a continuing one and shall remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation.
Financial Information
Assets:
- Stocks
- Bonds
- Securities
Transactions:
- Purchases and sales of securities
- Trading in stocks, bonds, and other securities
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
Deutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG
Locations 1
United States
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Legal
- Purpose
- To authorize an agent to conduct trading activities on behalf of the account holder.
- Significance
- This document grants trading authorization to an agent and indemnifies Deutsche Bank against any losses arising from those transactions.
File Info
- File Name
- EFTA01384107.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:34.771263
- DOJ Source
- View on DOJ