Illegal Activity
none
Blackmail
none
Date
2019-02-01 - 2019-02-28
Document Type
statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document from Deutsche Bank provides important information and disclosures regarding arbitration agreements and the role of Pershing LLC. It outlines the rights and obligations of parties involved in arbitration and includes contact information for Pershing LLC.
Metadata
- Subject
- Important Information and Disclosures (continued)
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- DB-SDNY-0084308
- Date
- 2019-02-01 - 2019-02-28
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | legal | Financial Industry Regulatory Authority | Controversies between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. |
| The Bank of New York Mellon Corporation | subsidiary | PCISrat LLC | PCISrat LLC. motto( AURA. NYSE SIPC is a wholly *ad subsidiary of The Bank of New York Mellon Corporation |
Notable Quotes 2
All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.
Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited.
Legal Compliance
- Arbitration agreement and disclosures
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flow
Organizations 5
Deutsche BankPershing LLCFinancial Industry Regulatory AuthoritySecurities Investor Protection ActThe Bank of New York Mellon Corporation
Locations 3
Baltimore, MDJersey City, New JerseyNew York
Financial Entities 2
Deutsche BankPershing LLC
Text Analysis
- Tone
- Informative
- Purpose
- To provide important information and disclosures regarding arbitration and Pershing's role.
- Significance
- This document outlines the arbitration agreement and disclosures related to Pershing LLC, which is important for understanding the rights and obligations of the parties involved.
File Info
- File Name
- EFTA01384226.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:12.538991
- DOJ Source
- View on DOJ