EFTA01384231.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-02-15
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document from Pershing provides disclosures related to foreign currency transactions, proxy voting, and credit ratings. It also includes an activity summary for the account, detailing dividends, interest, cash withdrawals, and deposits.
Metadata
Subject
Foreign Currency Transactions, Proxy Vote, Ratings, Messages, Activity Summary
Sender
Pershing
Recipients
Document ID
DB-SDNY-0084314, SDNY_GM_00230498
Date
2019-02-15
Relationships 2
Entity 1RelationshipEntity 2Description
Pershing Legal Margin Agreement Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement.
Pershing LLC Subsidiary The Bank of New York Mellon Corporation Pershing LLC. member FINRA, NYSE, SIPC. • wholly owned subsidiary of The Bank of New York Mellon Corporation
Financial Information
Amounts:44,424.884,000,000.001,570.286,000,000.0045,998,429.7246,000,000.0045,954,004.84
Transactions:
  • Foreign currency transactions
  • Dividends and Interest
  • Cash Withdrawals
  • Deposits
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowCommunications/correspondence
Organizations 7
PershingStandard & Poor'sIRSSECThe Bank of New York Mellon CorporationNYSESIPC
Locations 1
U.S.
Financial Entities 1
Pershing LLC
Text Analysis
Tone
Informative
Purpose
To provide information regarding foreign currency transactions, proxy votes, credit ratings, and tax form availability, as well as a summary of account activity.
Significance
This document provides important disclosures and information regarding account activity and policies.
File Info
File Name
EFTA01384231.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:17.311804
DOJ Source
View on DOJ