Illegal Activity
none
Blackmail
none
Date
2019-01-31
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document provides disclosures related to portfolio holdings, foreign currency transactions, proxy voting, and tax form delivery from Pershing. It outlines important information regarding account management, potential risks, and tax reporting for the year 2018.
Metadata
- Subject
- Portfolio Holdings Disclosures
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0084343, SDNY_GM_00230527
- Date
- 2019-01-31
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | financial | account | Pershing executes foreign currency transactions for the account. |
| Pershing | financial | shares | Pershing may lend shares held on margin. |
| The In al New York Mellon Corporation (SNY Mellon) | subsidiary | Pershing LLC | Pershing LLC is a subsidiary of The In al New York Mellon Corporation (SNY Mellon) |
Notable Quotes 2
Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law.
Although a money market mutual fund seeks to preserve the value of your investment at S1 per share. it is possible to lose money by investing in a money market mutual fund.
Financial Information
Amounts:S10.006.105.991,750.526 4041.820.14198,717.18-134.984.0493.707.931.942.951.51196.804 181,746,147.33
Assets:
- money market mutual fund shares
- bank deposit product
Transactions:
- foreign currency transactions
- dividends
- corporate action transactions
- Securities Bought
- Securities Sold
- Withdrawals
- Deposits
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 5
PershingIRSSECThe In al New York Mellon Corporation (SNY Mellon)Pershing LLC
Locations 1
U.S.
Financial Entities 2
money market mutual fundbank
Text Analysis
- Tone
- Informative
- Purpose
- To provide disclosures related to portfolio holdings, foreign currency transactions, proxy voting, and tax form delivery.
- Significance
- This document outlines important information regarding account management, potential risks, and tax reporting.
File Info
- File Name
- EFTA01384253.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:58.521518
- DOJ Source
- View on DOJ