Illegal Activity
none
Blackmail
none
Date
2018-12-01 - 2018-12-31
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document from Deutsche Bank provides important arbitration disclosures and agreements for Southern Financial LLC. It outlines the process for resolving disputes with Pershing LLC, including limitations on class action lawsuits and the governing laws.
Metadata
- Subject
- Important Information and Disclosures (continued)
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- DB-SDNY-0084395, SDNY_GM_00230579
- Date
- 2018-12-01 - 2018-12-31
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing LLC | legal | Financial Industry Regulatory Authority | Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. |
| Pershing LLC | contact | Legal Department | Pershing's contact information is as follows: Pershing LLC, Legal Department |
| PCISrat LLC | subsidiary | The Bank of New York Mellon (BNY Mellon) | PCISrat LLC. motto( AURA. NYSE SIPC is a wholly .•r.td subtle:run of The Bakal New Yort Man Comer/Mon (BNY MAW |
Notable Quotes 2
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority.
No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action
Legal Compliance
- Arbitration agreement and its implications for dispute resolution.
- Limitations on bringing class action lawsuits in arbitration.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flow
Organizations 5
Deutsche BankSOUTHERN FINANCIAL LLCPershing LLCFinancial Industry Regulatory AuthorityThe Bank of New York Mellon (BNY Mellon)
Locations 3
Baltimore, MDJersey City, New JerseyNew York
Financial Entities 2
Deutsche BankPershing LLC
Text Analysis
- Tone
- Informative
- Purpose
- To provide important arbitration disclosures and agreement information to the client.
- Significance
- This document outlines the terms of arbitration for disputes between the client and Pershing LLC, including limitations on class action lawsuits.
File Info
- File Name
- EFTA01384289.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:12.538991
- DOJ Source
- View on DOJ