Illegal Activity
none
Blackmail
none
Date
February 1,2019 - February 28,2019
Document Type
statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a statement from Deutsche Bank to Southern Financial LLC, outlining the electronic delivery selections for account communications. It also provides important disclosures regarding the role of Pershing as a clearing broker and custodian.
Metadata
- Subject
- Account communications
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- NIG-013804
- Date
- February 1,2019 - February 28,2019
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | clearing broker | SOUTHERN FINANCIAL LLC | Pershing carries the account of SOUTHERN FINANCIAL LLC as clearing broker pursuant to a clearing agreement. |
| Pershing | subsidiary | The Bank of New York Mellon Corporation (BNY Mellon) | Pershing LLC. motto( AURA. NYSE SIPC is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon) |
Notable Quotes 2
Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them.
Pershing provides no investment advice nor does it assess the suitability of any transaction or order.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondence
Organizations 6
Deutsche BankSOUTHERN FINANCIAL LLCPershingSecurities Investor Protection Corporation (SIPCO)Pershing LLCThe Bank of New York Mellon Corporation (BNY Mellon)
Locations 2
Baltimore, MDNew York
Financial Entities 2
Deutsche BankPershing LLC
Text Analysis
- Tone
- Informative
- Purpose
- To inform the recipient of their electronic delivery selections for account communications and to provide important information and disclosures regarding the role of Pershing.
- Significance
- This document outlines the electronic delivery preferences for account communications and clarifies the role and responsibilities of Pershing as a clearing broker.
File Info
- File Name
- EFTA01384312.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:15.634357
- DOJ Source
- View on DOJ