EFTA01384313.txt Text dataset_10 View on DOJ

This document outlines the arbitration agreement between a user and Pershing LLC, detailing the terms, limitations, and conditions of arbitration, including waiving the right to sue in court. It specifies that any controversy will be submitted to arbitration before the Financial Industry Regulatory Authority and that New York law governs.

Subject

Important Information and Disclosures (continued)

Sender

—

Recipients

—

Document ID

DB-SDNY-0084427 SDNY_GM_00230611

Date

—

All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed.

Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority.

Legal matters/litigation

PershingPershing LLCFinancial Industry Regulatory AuthorityThe Bank of New York Mellon Corporation (BNY Mellon)

One Pershing Plaza, Jersey City, New Jersey 07399Jersey City, New JerseyNew York

Tone

Informative

Purpose

To provide important information and disclosures regarding arbitration agreements with Pershing LLC.

Significance

This document outlines the terms and conditions of arbitration agreements, including the waiver of the right to sue in court and the limitations of arbitration.

File Name

EFTA01384313.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41:07.997985

DOJ Source

View on DOJ