Illegal Activity
none
Blackmail
none
Date
2018-09-26
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Stewart Oldfield is requesting an update from Vijay Sawant regarding the status of KYC submissions for Southern Financial, specifically mentioning outstanding COGS information for Jeepers and Neptune, and a BV70 issue with Gratitude America. He is seeking to understand which KYC submissions still require more information.
Metadata
- Subject
- Southern Financial
- Sender
- Stewart Oldfield
- Recipients
- Vijay-A Sawant
- Document ID
- DB-SDNY-0084467
- Date
- 2018-09-26
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Business | Vijay-A Sawant | Stewart Oldfield is requesting an update from Vijay-A Sawant regarding KYC (Know Your Customer) submissions for Southern Financial. |
| Stewart Oldfield | Business | Bradley Gillin | Bradley Gillin is CC'd on the email. |
| Stewart Oldfield | Business | Richard Iarossi | Richard Iarossi is CC'd on the email. |
| Jeepers | Business | Southern Financial | Jeepers is a client of Southern Financial, and COGS (Cost of Goods Sold) information is needed for KYC. |
| Neptune | Business | Southern Financial | Neptune is a client of Southern Financial, and COGS (Cost of Goods Sold) information is needed for KYC. |
| Gratitude America | Business | Southern Financial | Gratitude America is a client of Southern Financial, and there is a BV70 issue that needs to be resolved for KYC. |
Notable Quotes 2
Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on.
I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 10
Deutsche CIB Centre Private LimitedDeutsche Bank GroupDeutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Southern FinancialJeepersNeptuneGratitude America
Locations 4
MumbaiIndiaNew York145 Park Ave, New York, NY 10154
Financial Entities 3
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To request an update on the status of KYC submissions for Southern Financial and to identify any outstanding issues.
- Significance
- The email highlights the importance of KYC compliance in financial transactions and the need for timely resolution of any issues.
File Info
- File Name
- EFTA01384340.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:10.248155
- DOJ Source
- View on DOJ