EFTA01384442.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2016-06-29
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Vahe Stepanian forwards information from the Global Markets team to Stewart Oldfield regarding a financial swap for Southern Financial. The email details the feasibility of structuring the swap as a series of single name total returns swaps and provides pricing information.
Metadata
Subject
RE: Southern Financial - IA Request II)
Sender
Vahe Stepanian
Recipients
Stewart Oldfield
Document ID
Date
2016-06-29
Relationships 2
Entity 1RelationshipEntity 2Description
Vahe Stepanian email correspondence Stewart Oldfield Vahe Stepanian is sending information to Stewart Oldfield regarding a financial swap.
Global Markets team information provider Vahe Stepanian The Global Markets team provided analysis to Vahe Stepanian.
Notable Quotes 2
Following a lot of analysis, we can't do this swap on the basket as it isn't operationally feasible, however, this can be done as a series of single name total returns swaps.
Given the bid/ask and liquidity profile of these names getting into and out of these is going to be a challenge, thus we would suggest that we trade into these at about 15-20% adv until complete, which could take several days.
Financial Information
Amounts:150bps140bps15-20%
Assets:
  • Preferred Equity
Transactions:
  • single name total returns swaps
  • purchase 1-year swaps with bilateral break rights
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 13
Southern FinancialBB&T CORPORATIONCAPITAL ONE FINANCIAL COCHARLES SCHWAB CORPDIGITAL REALTY TRUST INCDTE ENERGY COEBAY INCGENERAL ELECTRIC COJPMORGAN CHASE & COKKRNEXTERA ENERGY CAPITALPITNEY BOWESPUBLIC STORAGE
Text Analysis
Tone
Professional
Purpose
To provide information regarding the feasibility and pricing of a financial swap for Southern Financial.
Significance
The email discusses the possibility of structuring a swap as a series of single name total returns swaps due to operational constraints.
File Info
File Name
EFTA01384442.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:26.452790
DOJ Source
View on DOJ