Illegal Activity
none
Blackmail
none
Date
2018-08-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
Vijay Sawant emails Richard larossi regarding the periodic review of Southern Financial LLC and LSJE LLC accounts. The email requests updated documentation due to a name discrepancy for a Responsible Party and missing SOS/COGS documents.
Metadata
- Subject
- FW: 2018 Periodic Review of Accts Southern Financial LLC ) & LSJE, LLC ( ) under the SOUTHERN FINANCIAL RELATIONSHIP [I)
- Sender
- Vijay-A Sawant
- Recipients
- Richard larossi
- Document ID
- KYCCase#01977703
- Date
- 2018-08-24
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vijay-A Sawant | email correspondence | Richard larossi | Vijay Sawant is sending an email to Richard larossi regarding the periodic review of accounts for Southern Financial LLC and LSJE LLC. |
| Vijay-A Sawant | email correspondence | Bradley Gillin | Vijay Sawant is forwarding an email from Bradley Gillin regarding the periodic review of accounts for Southern Financial LLC and LSJE LLC. |
| Southern Financial LLC | RP (Responsible Party) | Jean Anne Brennan Wiebracht | Jean Anne Brennan Wiebracht is identified as one of the Responsible Parties for Southern Financial LLC. |
Notable Quotes 2
For the above accounts, we have received confirmation from Brad that there are no material changes to these accounts in another email.
Could we request for an updated Corp Resolution with correct name, please? Note the Operating agreement reflects the name Jeanne Brennan).
Legal Compliance
- Discrepancy in the name of Jean Anne Brennan Wiebracht in Corp Resolution and Signature Card for Southern Financial LLC.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 5
Southern Financial LLCLSJE LLCDeutsche CIB Centre Private LimitedDeutsche Bank GroupWealth Management
Locations 3
Mumbai, IndiaGoregaon East, MumbaiUSVI
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email is to inform Richard larossi about the status of the periodic review of accounts for Southern Financial LLC and LSJE LLC and to request updated documentation.
- Significance
- The email highlights potential discrepancies in the name of a Responsible Party for Southern Financial LLC and requests updated documentation, indicating a compliance review process.
File Info
- File Name
- EFTA01384756.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:03.578378
- DOJ Source
- View on DOJ