Illegal Activity
none
Blackmail
none
Date
2015-10-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Jj Litchford emailed Andrew Gallivan regarding a discrepancy in Howard Ellin's NNA calculation, noting that the reported negative value did not reflect the actual positive value of the account. The email suggests the negative value might be incorrectly reflecting market losses, which should not be included in NNA.
Metadata
- Subject
- rev discrepancy [I]
- Sender
- Jj Litchford
- Recipients
- Andrew Gallivan
- Document ID
- DB-SDNY-0085415
- Date
- 2015-10-22
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Jj Litchford | email correspondence | Andrew Gallivan | Jj Litchford sent an email to Andrew Gallivan regarding a revenue discrepancy. |
| Jj Litchford | cc | Morgan Byrd | Morgan Byrd was cc'd on the email. |
| Howard Ellin | client | Deutsche Bank | Howard Ellin is a client of Deutsche Bank with a discretionary equity IA portfolio. |
Notable Quotes 2
Howard Ellin shows as NNA of -433k but his NNA is exactly +5,000,000 (in a discretionary equity IA portfolio).
Morgan—the oddity here is that -433K is almost the exact amount his account was down market value wise which obviously should never be considered NNA.
Financial Information
Amounts:-433k+5,000,000
Assets:
- discretionary equity IA portfolio
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondence
Organizations 3
Deutsche Bank Securities Inc.Deutsche Bank Trust Company AmericasDeutsche Asset & Wealth Management
Locations 4
New YorkNew York345 Park Avenue. 24th FloorNew York New York 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Andrew Gallivan about a discrepancy in Howard Ellin's NNA (Net New Assets) calculation.
- Significance
- The email highlights a potential error in the calculation of a client's NNA, which could have implications for reporting and performance evaluation.
File Info
- File Name
- EFTA01384851.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:28.152180
- DOJ Source
- View on DOJ