Illegal Activity
none
Blackmail
none
Date
2019-08-06
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
Davide Sferrazza informs Stewart Oldfield about Southern Financial LLC's OTC trade positions, including holdings of EUR 2.5mm COFP and 100k shares of AAPL at Deutsche Bank. The email also mentions the possibility of unwinding an FX hedge and consolidating assets.
Metadata
- Subject
- Southern Financial OTC trade on the books
- Sender
- Davide Sferrazza
- Recipients
- Stewart Oldfield
- Document ID
- DB-SDNY-0085449
- Date
- 2019-08-06
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Davide Sferrazza | business | Stewart Oldfield | Davide Sferrazza is informing Stewart Oldfield about Southern Financial LLC's OTC trades. |
| Southern Financial LLC | business | Deutsche Bank | Southern Financial LLC holds assets and conducts OTC trades through Deutsche Bank. |
Notable Quotes 2
Southern Financial LLC (account N46023804) holds EUR 2.5mm face of COFP 4.407 08/06/19
Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account).
Financial Information
Amounts:EUR 2.5mm$87k100k shares175.460073,091.3303
Assets:
- EUR 2.5mm face of COFP 4.407 08/06/19
- 100k shares of AAPL
- Cash from dividends
Transactions:
- OTC trade of EUR 2.5mm face of COFP 4.407 08/06/19
- EURUSD forward (v/d 06 Aug 19)
- Holding 100k shares of AAPL
- Dividends as collateral for OTC trades
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 2
Organizations 6
Southern Financial LLCCASINO, GUICHARD-PERRACHON SAAPPLE INCDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementInstitutional Wealth Partners
Locations 3
New YorkNY 10154USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Stewart Oldfield about the current status of Southern Financial LLC's OTC trades and assets held at Deutsche Bank.
- Significance
- Provides a snapshot of Southern Financial LLC's financial positions and transactions at Deutsche Bank.
File Info
- File Name
- EFTA01384870.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.715315
- DOJ Source
- View on DOJ