Illegal Activity
none
Blackmail
none
Date
2019-02-06
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
The email from Stewart Oldfield to Richard Kahn discusses an outstanding OTC position and its hedging of a bond. It also includes a forwarded email from Davide-A Sferraua detailing Southern Financial LLC's assets and OTC trades, including a EURUSD forward contract and holdings of AAPL shares.
Metadata
- Subject
- SF OTC trade on the books
- Sender
- Stewart Oldfield
- Recipients
- Richard Kahn
- Document ID
- —
- Date
- 2019-02-06
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Richard Kahn | Stewart Oldfield is informing Richard Kahn about an outstanding OTC position. |
| Davide-A Sferraua | business | Stewart Oldfield | Davide-A Sferraua is informing Stewart Oldfield about Southern Financial OTC trade on the books. |
| Southern Financial LLC | business | Deutsche Bank Securities Inc. | Southern Financial LLC has an account with Deutsche Bank Securities Inc. for OTC trades. |
Notable Quotes 2
Please see below. you have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own.
Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collate al account to the main trading account).
Financial Information
Amounts:EUR 2.5mm$87k100k shares
Assets:
- COFP 4.407 08/06/19
- AAPL shares
- cash from dividends
Transactions:
- OTC trade
- EURUSD forward (v/d 06 Aug 19)
- Unwind FX hedge
- Consolidate Southern Financial LLC assets
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
Southern Financial LLCDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementInstitutional Wealth PartnersDeutsche Bank
Locations 3
575 Lexingoon Avenue 4th FloorNew York NY5 Park Avenue 24th floor
Text Analysis
- Tone
- Professional
- Purpose
- To inform Richard Kahn about an outstanding OTC position and to provide details about Southern Financial LLC's account and assets.
- Significance
- The document provides details about financial transactions and assets held by Southern Financial LLC, including OTC trades and EURUSD forward contracts.
File Info
- File Name
- EFTA01384901.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:12.483694
- DOJ Source
- View on DOJ