EFTA01385554.txt Text dataset_10 View on DOJ

This document outlines the risks and consequences of re-using financial instruments under collateral arrangements, particularly concerning the loss of proprietary rights and unsecured claims in the event of insolvency. It highlights the potential for reduced or converted claims and the impact of resolution authority powers.

Subject

Re-use Risks and Consequences

Sender

—

Recipients

—

Document ID

DB-SDNY-0086843

Date

2016

your rights, including any proprietary rights that you may have had, in those financial instruments will be replaced by an unsecured contractual claim for delivery of equivalent financial instruments subject to the terms of the relevant Collateral Arrangement

in the event of our insolvency or default under the relevant agreement your claim against us for delivery of equivalent financial instruments will not be secured and will be subject to the terms of the relevant Collateral Arrangement and applicable law and, accordingly, you may not receive such equivalent financial instruments or recover the full value of the financial instruments

• Potential loss of proprietary rights and unsecured claims in case of insolvency.

Financial transactions/money flowLegal matters/litigation

International Swaps and Derivatives AssociationAssociation for Financial Markets in EuropeFutures Industry AssociationInternational Capital Market AssociationInternational Securities Lending AssociationSIFMA

U.S.

Tone

Professional

Purpose

To outline the risks and consequences associated with the re-use of financial instruments under collateral arrangements.

Significance

This document is significant because it details the potential loss of rights and protections when financial instruments are re-used, particularly in the event of insolvency or resolution authority intervention.

File Name

EFTA01385554.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43:02.998799

DOJ Source

View on DOJ