Illegal Activity
none
Blackmail
none
Date
2015-02-06
Document Type
letter agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a confirmation letter from Deutsche Bank AG to Southern Financial LLC, outlining the terms and conditions of a financial transaction between the two parties. It specifies that Deutsche Bank Securities Inc. acted as an agent in the transaction and that the confirmation constitutes the entire agreement between the parties.
Metadata
- Subject
- Confirmation of Transaction
- Sender
- Deutsche Bank AG London
- Recipients
- Sir / Madam, Southern Financial LLC
- Document ID
- NY EUS61267c, EUS812676
- Date
- 2015-02-06
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank AG | Business | Southern Financial LLC | Parties to a transaction confirmed by this letter agreement. |
| Deutsche Bank Securities Inc. | Agent | Deutsche Bank AG | DBSI acted as agent in connection with the transaction. |
Notable Quotes 2
This Confirmation constitutes the entire agreement and understanding of the parties with respect to the subject matter and terms of the Transaction and supersedes all prior or contemporaneous written and oral communications with respect thereto.
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS ACTED SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION.
Financial Information
Transactions:
- Transaction between Deutsche Bank AG and Southern Financial LLC
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 8
Deutsche BankDeutsche Bank AGDeutsche Bank AG LondonDeutsche Bank Securities Inc.Southern Financial LLCISDAInternational Swaps and Derivatives Association, Inc.Securities Investor Protection Corporation (SIPC)
Locations 6
LondonWinchester HouseGreat Winchester StreetNew YorkNY60 Wall Street
Financial Entities 3
Deutsche Bank AGDeutsche Bank Securities Inc.Southern Financial LLC
Text Analysis
- Tone
- Formal, legal
- Purpose
- To confirm the terms and conditions of a transaction between Deutsche Bank AG and Southern Financial LLC.
- Significance
- Confirms a financial transaction between two parties and outlines the agreement and understanding between them.
File Info
- File Name
- EFTA01385879.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:14.730032
- DOJ Source
- View on DOJ