Illegal Activity
suspicious
Blackmail
none
Date
2018-04-05
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Rob Wang from Deutsche Bank's AML Compliance department is requesting information from Cynthia Rodriguez and Stewart Oldfield regarding outgoing wire transfers from the LS1E, LLC account to SBERBANK and SWEDBANK AB. The email indicates a compliance review and requests details about the purpose of the wires, the relationship between the client and counterparty, and the business activities of the counterparty.
Metadata
- Subject
- Inquiry Regarding Account
- Sender
- Rob Wang on behalf of Amlcompliance Inquiries
- Recipients
- Cynthia Rodriguez, Stewart Oldfield
- Document ID
- Alert No. 83817
- Date
- 2018-04-05
Illegal Activity
- Severity
- suspicious
- Description
- The email itself does not contain evidence of illegal activity, but the wire transfers to foreign banks raise suspicion and warrant further investigation for potential money laundering or other financial crimes.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| LS1E, LLC | Financial transaction | SBERBANK | Outgoing wire transfer from LS1E, LLC to SBERBANK |
| LS1E, LLC | Financial transaction | SWEDBANK AB | Outgoing wire transfer from LS1E, LLC to SWEDBANK AB |
| Cynthia Rodriguez | Primary Officer | LS1E, LLC | Cynthia Rodriguez is listed as the primary officer for the LS1E, LLC account on GCIS. |
| Stewart Oldfield | Primary Officer | LS1E, LLC | Stewart Oldfield is listed as the primary officer for the LS1E, LLC account on GCIS. |
Notable Quotes 2
To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days.
PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT! MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY.
Red Flags 1
- Outgoing wire transfers to SBERBANK (Russia) and SWEDBANK AB (LITHUANIA) may raise concerns due to potential AML risks associated with these jurisdictions.
Financial Information
Amounts:3000 USD5000 USD
Transactions:
- Outgoing wire of $3,000 to SBERBANK (Russia) on 2/7/2018
- Outgoing wire of $5,000 to SWEDBANK AB (LITHUANIA) on 2/9/2018
Legal Compliance
- Potential Anti-Money Laundering (AML) concerns due to outgoing wire transfers to foreign banks.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
LS1E, LLCSBERBANKSWEDBANK ABDeutsche BankPWM AML Compliance
Locations 5
RussiaLithuaniaNew York, NY60 Wall St., 23 FloorNew York, NY 10005 - 2836
Financial Entities 3
SBERBANKSWEDBANK ABDeutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request information regarding outgoing wire transfers from the LS1E, LLC account to SBERBANK and SWEDBANK AB.
- Significance
- This email indicates a compliance review of the LS1E, LLC account due to outgoing wire transfers to foreign banks, potentially triggering AML concerns.
File Info
- File Name
- EFTA01386021.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:56.822370
- DOJ Source
- View on DOJ