EFTA01386103.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines an agreement between Deutsche Bank entities and the Funds regarding the disclosure of Disqualifying Events in the Fund's private placement memorandum. It also details the responsibilities of Deutsche Asset & Wealth Management as a placement agent and their obligation to provide notice if any information becomes untrue.
Metadata
Subject
EXECUTION
Sender
Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas
Recipients
AGP LP, 519 Alpha Group Capital, Paul Barrett, Funds
Document ID
DB-SDNY-0087650, SDNY GM_00233834
Date
Relationships 2
Entity 1RelationshipEntity 2Description
Deutsche Asset & Wealth Management Business Funds Deutsche Asset & Wealth Management authorizes the Funds to include a description of Disqualifying Events in the Fund's private placement memorandum.
Deutsche Asset & Wealth Management Business Offering Deutsche Asset & Wealth Management serves as a placement agent in respect of the Offering.
Notable Quotes 2
Deutsche Asset & Wealth Management hereby authorizes the Funds to include in the Fund's private placement memorandum or other offering materials a description of each such Disqualifying Event; provided that the Deutsche Asset & Wealth Management shall be entitled to approve any such description in advance (with such approval not to be unreasonably withheld).
Deutsche Asset & Wealth Management agrees to give the Funds prompt written notice in the event that any statement, certification, representation or warranty of Deutsche Asset & Wealth Management contained in the foregoing four paragraphs or any information provided herein (including Schedule A) ceases to be true at any time following the date hereof.
Legal Compliance
  • Disqualifying Event disclosure requirements
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 6
AGP LPAlpha Group CapitalDeutsche Asset & Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank Trust Company AmericasFunds
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To outline the terms and conditions under which Deutsche Asset & Wealth Management authorizes the Funds to include information about Disqualifying Events and to ensure compliance with regulations.
Significance
This document outlines the responsibilities and agreements between Deutsche Bank entities and the Funds regarding the offering and potential disqualifying events.
File Info
File Name
EFTA01386103.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:36.972212
DOJ Source
View on DOJ