Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document details Alkeon's fee structure and compensation arrangements with various investment funds, including Xanthus Fund, Global Growth Fund, and others. It outlines management fees, incentive fees, and performance-based compensation Alkeon receives from these entities.
Metadata
- Subject
- Alkeon Fees and Compensation
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0087803
- Date
- —
Relationships 7
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Alkeon | advisory/administration services | Xanthus Fund | Alkeon receives fees for advisory and/or administration services to Xanthus Fund. |
| Alkeon | advisory/administration services | Global Growth Fund | Alkeon receives fees for advisory and/or administration services to Global Growth Fund. |
| Alkeon | advisory/administration services | Global Growth Offshore Fund | Alkeon receives fees for advisory and/or administration services to Global Growth Offshore Fund. |
| Alkeon | non-managing member interest | AAM | Alkeon has a non-managing member interest in AAM and is allocated a portion of the annual performance-based compensation. |
| Alkeon | fee payment | ALPRO | Alkeon is paid a portion of the management and incentive fees by ALPRO. |
| Alkeon | fee payment | MS UCITs | Alkeon is paid a portion of the management fee and the performance fee by MS UCITs. |
| Alkeon | fee payment | Insurance Series | Alkeon is paid a portion of the management fee and the performance fee by Insurance Series. |
Notable Quotes 2
Alkeon believes that its fees are competitive with fees charged by other investment advisers for comparable services.
Comparable services may be available, however, from other sources for lower fees.
Financial Information
Amounts:0.1445833% (1.75% per annum)20%0.125% (1.5% per annum)0.1667% (2% per annum)20%1% to 2.5%20%up to 1.25%20%
Assets:
- net asset value of the fund
- net realized and unrealized profits
- partnership interests
Transactions:
- Alkeon receives fees for advisory and/or administration services.
- Alkeon is allocated a portion of the annual performance-based compensation allocated to AAM.
- Alkeon receives a portion of the performance-based fee paid by the Global Growth Offshore Fund to AAMM.
- ALPRO charges ALPRO Growth a monthly management fee.
- ALPRO receives a quarterly incentive fee.
- Alkeon is paid a portion of the management and incentive fees.
- MS UCITs has different classes of shares distinguished by different management fees and liquidity rights.
- The fund's sponsor receives a monthly management fee.
- The fund's sponsor receives an annual performance fee.
- Alkeon is paid a portion of the management fee and the performance fee.
- The Insurance Series has different classes of partnership interests distinguished by different management fees and liquidity rights.
- SALI receives a monthly management fee.
- SALI receives an annual performance fee.
- Alkeon is paid a portion of the management fee and the performance fee.
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 13
AGP LPAlpha Group CaudalOAMAlkeonXanthus FundGlobal Growth FundGlobal Growth Offshore FundAAMAAMMALPROALPRO GrowthMS UCITsSALI
Text Analysis
- Tone
- Informative
- Purpose
- To describe Alkeon's fees and compensation structure related to various funds and entities.
- Significance
- This document outlines the financial relationships and compensation arrangements between Alkeon and several investment funds and entities. It provides details on management fees, incentive fees, and performance-based compensation.
File Info
- File Name
- EFTA01386212.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:57.579596
- DOJ Source
- View on DOJ